Full text of AQR INVESTMENTS, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **AQR Investments, LLC** Statement of Financial Condition As of December 31, 2021 Filed Pursuant to Rule 17a-5 of the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMS APPROVAL 0MB Number: 3235·0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | | SEC FILE NUMBER | | |--|-----------------|--| **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING \_\_ 0\_1\_/0\_1\_/2\_1 \_\_\_\_ AND ENDING \_\_\_ 1\_21\_3\_1\_/2\_1 \_\_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: AQR Investments, LLC TYPE OF REGISTRANT (check all applicable boxes): g Broker-dealer D Security-based swap dealer D <sup>M</sup> ajor security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) Two Greenwich Plaza Greenwich (City) (No. and Street) Connecticut (State) PERSON TO CONTACT W ITH REGARD TO THIS FILING 06830 (Zip Code) Patrick Ryan (203) 742-3940 Patrick.Ryan@aqr.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PricewaterhouseCoopers LLP (Name - if individual, state last, first, and middle name) 300 Madison Avenue New York New York (Address) (City) (State) October 20, 2003 238 10017 (Zip Code) T" of ,, • .u,Uoo with PCAOB){;f appncable) FOR OFFICIAL USE ONLY (PCAOB Reglmauoo N"mbe,, • appncable) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons w ho are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,<br>Patrick Ryan | | | , swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------|----|----------------------|-------------------------------…Read the full text as markdown