Full text of AQR INVESTMENTS, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **AQR Investments, LLC** **Statement of Financial Condition As of December 31, 2022 Filed Pursuant to Rule 17a-5 of the Securities Exchange Act of 1934** {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31. 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/22 filing for the period beginning 01/01/22 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: AQR Investments, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Security-based swap dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) One Greenwich Plaza (No. and Street) Greenwich Connecticut 06830 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Patrick Ryan (203) 742-3940 Patrick.Ryan@agr.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PricewaterhouseCoopers LLP (Name - if individual, state last, first, and middle name) 300 Madison Avenue New York New York 10017 (Address) (City) (State) (Zip Code) October 20, 2003 238 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Patrick Ryan | | , swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------------------------------------------------|--|-----------------------------------------------------------------------------------|-------| | tinancial report pertaining to the firm of AQR Investments, LLC | | | as or | | 12/31 | | is true and correct. I further swe…Read the full text as markdown