Full text of AFW ASSOCIATES LLC's X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ AFW ASSOCIATES LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31 , 2022 {1}------------------------------------------------ # **CONTENTS** | Facing Page -<br>Oath or Affirmation | 1-2 | |--------------------------------------------------------|-----| | Report oflndependent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Financial Statement | 5-9 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | 8 | 69992 | | |--------------------------|---------------------------|-----------------|--| | | | SEC FILE NUMBER | | | nours per response 12.00 | | | | | Estimated average burden | | | | | | Expires: October 31, 2023 | | | | OMB Number: | | | | | OMB APPROVAL | | | | = ### FACING PAGE I nformation Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | |--------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|--------------|------------------------------|--| | | MM/DD/YYYYY | | MM/DD/YYYYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | | | | AFW Associates LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM ID. No. | | | | 152 West 57th Street, 36th Floor | | | | | | | (No. and Street) | | | | | NEW YORK | NY | | 10019 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Michael Chung | | | (212)751-4422 | | | | | | (Area Code -- Telephone No.) | | | | B. Accountant Identification | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Citrin Cooperman & Company LLP | | | | | | | (Name -- if individual, state last, first, middle name ) | | | | | 325 Columbia Turnpike, Suite 202 | Florham Park | NJ | 07932 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exerption from the r…Read the full text as markdown