Full text of AFW ASSOCIATES LLC's X-17A-5 filed 2025-02-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ AFW ASSOCIATES LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2024 {1}------------------------------------------------ # CONTENTS | Facing Page - Oath or Affirmation | 1-2 | |---------------------------------------------------------|-----| | Report of Independent Registered Public Accounting Firm | m | | Statement of Financial Condition | ব | | Notes to Financial Statement | 5-9 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-69992 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--------------------------------|---------|------------------------|--| | FILING FOR THE PERIOD BEGINNING 1/1/2024<br>12/31/2024<br>AND ENDING | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: AFW Associates LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Security-based swap dealer<br>_ Major security-based swap participant<br>Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 152 West 57th Street, 36th Floor | | | | | | | | | (No. and Street) | | | | | NEW YORK | | NY | | 10019 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Michael Chung | | (212)751-4422 | | MChung@dfppartners.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. Accountant Identification | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Citrin Cooperman & Company LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 180 Park Avenue, Suite 200 Florham Park | | | NJ | 07932 | | | (Address) | | (City) | (State) | (Zip Code) | | | 11.02.2005 | | | 2468 | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable) | | | | | | | |…Read the full text as markdown