Full text of SPEYSIDE ADVISORS, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Oct. 31, <sup>2023</sup> Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-70023 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | | AND ENDING | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|------------------------------------|-------------------------------|-------------| | A. | MM/DD/YY<br>REGISTRANT IDENTIFICATION | | | MM/DD/YY | | NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all<br>applicable<br>Broker-dealer<br>Security-based<br>Check here if respondent is also an OTC derivatives dealer | boxes):<br>swap<br>dealer | Major<br>security-based | swap | participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | (Do not | use a P.O.<br>box<br>no.) | | | | | | | | | | | (No. and Street) | | | | | | | | | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | (Name) | (Area Code -Telephone | Number)<br>(Email Address) | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose | reports<br>are | filing*<br>contained<br>in<br>this | | | | (Name -if | individual,<br>state last,first,and | middle name) | | | | | | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | | | | (Date of Registration with PCAQB)(if applicable) | | | (PCAOB Registration Number,if | applicable) | | | FOR OFFICIAL USE ONLY | | | | | l<br>* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>)(ii),if<br>applicable.<br>CFR 240.17a-5(e)( | | | | | **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays <sup>a</sup> currently valid OMB control number.** {1}------------------------------------------…Read the full text as markdown