Full text of SPEYSIDE ADVISORS, LLC's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES** OMB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB Number:3235-0123 | | |---------------------------|--| | Expires: Nov. 30. 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | | 8-70023 | | ### **ANNUAL REPORTS FORM X-17A-5 PART III** | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|------------------------|-------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | AND ENDING | 12/31/2023 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | Speyside<br>NAME OF FIRM.<br>: | LLC<br>Advisors<br>, | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>3 Broker-dealer<br>Z<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | Z Major security-based | swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. | | box no.) | | | 1910<br>Pacifc<br>Ave | Ste<br>14183 | | | | | (No. and Street) | | | | Dallas | TX | | 75201 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Daniel<br>Gillett | 214-228-8732 | | dgillett@speysideadvisors.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in<br>McBee<br>Co<br>P<br>C<br>&<br>., | | this filing* | | | | (Name -if individual, state last, first, and middle name) | | | | Paulus<br>718 | Dallas | TX | 75214 | | (Address) | (City) | (State) | (Zip Code) | | 09/22/2009 | | 3631 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number,if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17<sup>a</sup>-5(e)(l)(ii),if applicable. Persons who are to respond to the collection of informa…Read the full text as markdown