Full text of IUR SECURITIES LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires : Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | |-----------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------------------------|------------------------------------------------------------------------------------------------------------------------|--|--| | | | SEC FILE NUMBER<br>8-70228 | | | | | | | | | | | | | FORM X-17A-S<br>PART Ill | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | | AND ENDING 12/31/2023 | | | | | MM/00/YY | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: IUR SECURITIES LLC | | | | | | | [!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | 0 Security-based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 0 Major security-based swap participant | | | | | | | | | | | 999 Brickell Avenue, Suite 410 | | | | | | | | (No. and Street) | | | | | | Miami<br>(City) | Fl<br>(State) | | 33131<br>(Zip Code) | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Ivana Shumberg<br>(Name) | 713-582-4897<br>(Area Code- Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Phillip V. George, PLLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | 5179 CR 1026 | Celeste | TX | ishumberg@patte1<br>51573 | | | | (Address)<br>2/24/2009 | (City) | (State)<br>3366 | (Zip Code) | | | | (r•<br>of Rog;'"";'" w;th PCAOBJ(;f •OPU~blo) | FOR OFFICIAL USE ONLY | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION Garth Ryan swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of IUR Securities LLC as of 12/31 2 2 is true and correct. I fur…Read the full text as markdown