Full text of IUR SECURITIES LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 01/01/2021<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF FIRM: IUR SECURITIES LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>[!] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>312A Broad Avenue<br>(No. and Street) | AND ENDING 12/31 /21 | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response:<br>12<br>SEC FILE NUMBER<br>8-70228<br>MM/DD/VY<br>□ Major security-based swap participant | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Stanton<br>IA | | 51573 | | (City)<br>(State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Ivana Shumberg<br>713-582-4897 | ishumberg@cpa.com | | | (Name)<br>(Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Phillip V. George, PLLC | | | | (Name - if individual, state last, first, and middle name) | | | | 5179 CR 1026<br>Celeste | TX | 75423 | | (Address)<br>(City)<br>2/24/2009 | (State)<br>3366 | (Zip Code) | | (r<br>of Reg;stratioa w;th PCAOB)(;f appUcable] | | (PCAOB R,g;st,…Read the full text as markdown