BANCROFT CAPITAL, LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of BANCROFT CAPITAL, LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: BANCROFT CAPITAL, LLC
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0001719863-19-000002
• CIK: 1719863
• File #: 8-70035
• Material weakness: No
• Auditor: WithumSmithBrown
• Auditor location: Philadelphia, PA
• Contact: Colleen Lindh
• Phone: 484-373-4738
• Signed by: Colleen M. Lindh (Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001719863 XXXXXXXX LIVE false false false 05-10-2018 12-31-2018 Broker-dealer N BANCROFT CAPITAL, LLC 501 OFFICE CENTER DRIVE SUITE 130 FORT WASHINGTON PA 19034 Colleen Lindh 484-373-4738 WithumSmithBrown Two Logan Square, Suite 2001 Philadelphia PA 19103 Certified Public Accountant Colleen M. Lindh BANCROFT CAPITAL, LLC 12-31-2018 Colleen M. Lindh Chief Compliance Officer Y

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• X-17A-5/A — 2024-03-28
• X-17A-5/A — 2024-03-28
• X-17A-5 — 2023-03-29
• X-17A-5/A — 2022-04-05
• X-17A-5 — 2022-03-31
• X-17A-5 — 2021-04-01
• X-17A-5 — 2020-03-02

Original filing on SEC EDGAR (source of record)