Full text of BANCROFT CAPITAL, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART III** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 01/01/21 | | L<br>A<br>12/31/21 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | Bancroft<br>NAME OF FIRM: _______________________________________________________________________ | Capital,<br>LLC | | I | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>■<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | T<br>N<br>Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 501<br>Office<br>Center<br>_____________________________________________________________________________________ | E<br>Drive,<br>Suite<br>130 | | | | | (No. and Street) | | | | Fort<br>Washington<br>_____________________________________________________________________________________ | PA | | 19034 | | (City) | D<br>I<br>(State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Colleen<br>M.<br>Lindh | F<br>484-373-4738 | | clindh@bancroft4vets.com | | (Name) | | _____________________________________________________________________________________<br>(Area Code – Telephone Number)<br>(Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | N<br>O<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WithumSmith+Brown<br>_____________________________________________________________________________________ | | | | | | (Name – if individual, state last, first, and middle name) | | | | 1835<br>Market<br>Street,<br>Suite<br>_____________________________________________________________________________________ | Philadelphia<br>1710 | PA | 19103 | | C<br>(Address) | (C…Read the full text as markdown