Full text of SOUTHERN WEALTH SECURITIES, LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | 12<br>hours per response: | # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-70048 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01-01-2022 | | AND ENDING 12-31-2022 | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|-----------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: Southern Wealth Securities, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>_ Security-based swap dealer<br>_ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 5005 LBJ Freeway, Suite 1313 | | | | | | | | (No. and Street) | | | | | | | | Dallas | IX | | 75244 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Thomas E Shea | 815-782-1250 ext 106<br>tom@gscomplianceconsulting.com | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>ADKF, PC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 8610 N. New Braunfels, Suite 101 | San Antonio | IX | 78217 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/08/2003 | | 297 | | | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY<br>* Claims for avamnian trom the ranuit that the annual reports no cougred by the reports of an indopport public | | | | | | | tion from the requirement that the annual reports be covered by the reports of an independent public Claims for exem accountant must be supported by a statement of facts and circumsta…Read the full text as markdown