Full text of SOUTHERN WEALTH SECURITIES, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **SOUTHERN WEAL TH SECURITIES, LLC** **Audited Financial Statement** **December 31, 2023** {1}------------------------------------------------ #### **SOUTHERN WEALTH SECURITIES, LLC Table of Contents December 31, 2023** | Audited Financial Statement: | | |---------------------------------------------------------|---| | Report of Independent Registered Public Accounting Firm | | | Balance Sheet | 2 | | Notes to Audited Financial Statement | 3 | {2}------------------------------------------------  **with you all the way** Member of the AICPA &. TXCPA. Registered with Public Company Accounting Oversight Board. # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member Southern Wealth Securities, LLC San Antonio, Texas #### *Opinion on the Financial Statements* We have audited the accompanying balance sheet of Southern Wealth Securities, LLC ("SWS" or "Company") as of December 31, 2023, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2023 in conformity with U.S. generally accepted accounting principles. #### *Basis for Opinion* This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statement. Our audit also included evaluating the accounting principles used and significant estimates…Read the full text as markdown