Full text of D-MERC SERVICES LLC's X-17A-5 filed 2023-03-06 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FI LE NUM BER 8-36594 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILI NG FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING \_\_ 12\_/\_3\_1 /\_2\_02\_2 \_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** | -<br>NAME oF FIRM : | -D~<br>-<br>M_<br>E_R.<br>_<br>_._ | _<br>S-=-<br>_-r_v~,_c_e._s _<br>C<br>c'.--- | _ L_lL _____ | _<br>_ | | |---------------------|------------------------------------|----------------------------------------------|--------------|--------|--| TYP-E OF REGISTRANT (check all applicable boxes): ~ ~raker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | (No. and Street)<br>co<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | | 80226<br>(Zip Code) | |-----------------------------------------------------------------------------------|-------------------------------|------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | 303.250.5923 | lcs@d-mercservices.com | | | | (Email Add ress) | | | | | | | (Name - if individua l, state last, first, and middle name) | | | | | | | | Norwell | MA | | | (City) | (State) | 02061<br>(Zip Code) | | | 3373 | | | | (Area Code -Telephone Number) | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fil ing* | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l ?a-S(e)(l)(ii). if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | Lori C Sarian<br>I, | swear (or affirm) that, to the best of my knowledge and belief, the | | | | | | |--------------------…Read the full text as markdown