Full text of D-MERC SERVICES LLC's X-17A-5 filed 2024-03-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | | | AND ENDING 12/31/2023 | | | | | filing for the period beginning 01/01/2023<br>MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: D-MERC Services LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>· Broker-dealer<br>C Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 375 Balsam Street | | | | | | | (No. and Street) | | | | | Lakewood | CO | | 80226 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Lori Sarian | 720-360-4784 | | Ics@d-mercservices.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>LMHS PC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 80 Washington Street | Norwell | MA | 02061 | | | (Address) | (City) | (State) | (Zip Code) | | | 02/24/2009 | | 3373 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | {1}------------------------------------------------ by Lori Sarian. State of Nevada County of Clark  | | C. T<br>ignature, fori Sarian | | |------------------|-------------------------------|--| | itle: | | | | Managing Partner | | | Notarial Act performed by Audio-Video Communication. # Signature of notarial officer - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ Financial Statements For the Year Ending December 31, 2023 In accordance with Rule 17A-5(d) {3}------------------------------------------------ #### **TABLE OF CONTENTS** | Independent Registered Public Accounting Firm's Report | Page(s)<br>3 | |--------------------------------------------------------------…Read the full text as markdown