Full text of NORDEA SECURITIES LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Financial Statement Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2024 (Public) # **Nordea Securities LLC** {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--| | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | | | | | PART Ill | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2024 | | | AND ENDING 12/31/2024 | | | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Nordea Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l!J Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1211 Avenue of the Americas | | | | | | | (No. and Street) | | | | | New York | New York | | 10036 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kraen Holm-Joergensen 212-318-9625 | | khj.nybd@nordea.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 151 W 42nd Street, 19th Floor New York | | | New York 10036 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/24/2003 | | 49 | I | | | Tie of ,,.,mation with PCAOB)(lf ap~kable) | FOR OFFICIAL USE ONLY | | (PCAOB RegJ,tratlon Numb.,, If appllcai,,) | | | • Claims for exemption from the requirement…Read the full text as markdown