Full text of NORDEA SECURITIES LLC's X-17A-5/A filed 2026-02-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington, D.C. 20549 na.• .. ·----., ••• 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### ANNUAL REPORTS FORM X-17A-5 PART Ill | hours per response: 12 | |------------------------| | SEC Al£ NUMBER | | 8-70077 | FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and lla-7 under the Securities Exchange Act of 1934 | AND ENDING 12/31/2025<br>FILING FOR THE PERIOD BEGINNING O 1/01/2025 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------|----------|-----------------------------------------| | | MM/0D/YV | | MM/DD/YV | | | A. REGISTRANT IDENTIACATION | | | | NAME oF FIRM: Nordea Securities LLC | | | | | ' TYPE OF REGISTRANT (check all applicable boxes):<br>I!] Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | D Major security-based swap participant | | 1211 Avenue of the Americas | | | | | | (No. and Street) | | | | New York | | New York | 10036 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Kraen Holm-Joergensen 212-318-9625 | | | khj.nybd@nordea.com | **(Name) (Area Code-Telephone Number)** **(Email Address)** #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | RSM US LLP | | |------------|--| |------------|--| | | | (Name - if individual, state last, first, and middle name) | | | | |----------------------------------------|--|------------------------------------------------------------|-----------|--------------------------------|----------------| | 151 W 42nd Street, 19th Floor New York | | | | | New York 10036 | | (Address) | | (City) | | (State) | (Zip Code) | | 09/24/2003 | | | 49 | | | | (Date of | | | PCAOB R • | tion Number'. if a<br>licable) | | | | | FOR OFFICAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 24…Read the full text as markdown