Full text of OBERLIN FINANCIAL INTERNATIONAL, LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ REPORT PURSUANT TO RULE 17a-5 UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 DECEMBER 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70110 **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** MM/00/YY AND ENDING **12/31/2022** MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Oberlin Financial International, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 208 North Lynn Street (No. and Street) Bryan OH 43506 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Cliff Oberlin 419-636-1141 (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Clark, Schaefer, Hackett & Co (Name - if individual, **state** last, first, and middle name) 1 East Fourth St. - Suite 1200 Cincinnati OH 45202 (Address) (City) (State) (Zip Code) October 22, 2003 539 (Oate of Re,ristrat ion wi'th PCAOB}(if applicable) IPCAOB Reaistratlon Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(ll(II}, if applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid **0MB** control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | Clifford Oberlin | | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------|--|--------------------------------------------------------------------------------------|-------| | | | financial report pertaining to the firm of Oberlin financial International, LLC | as of | | 17/21 |…Read the full text as markdown