Full text of OBERLIN FINANCIAL INTERNATIONAL, LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ REPORT PURSUANT TO RULE 17a-5 UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 DECEMBER 31, 2023 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70110 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | Information Required Pursuant to Rules 17a-5, 17a-12, and 20d 7 and | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|-------------------------------------------| | filing for the period beginning 01/01/2023 | | AND ENDING | 12/31/2023 | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Oberlin Financial International, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 208 North Lynn Street | | | | | | | (No. and Street) | | | | | Bryan | OH | | | 43506 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Cliff Oberlin | 419-636-1141 | | | co@cliffoberlin.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Clark, Schaefer, Hackett & Co | (Name - if individual, state last, first, and middle name) | | | | | 1 East Fourth St. - Suite 1200 Cincinnati | | | OH | 45202 | | (Address) | (City) | | (State) | (Zip Code) | | October 22, 2003 | | 539 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable | | equirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual rep Claims for exemption from the requrement that the annual reports bo obverse in the exemption. See 17 accountant must be supported by a statement of facts and circumstances…Read the full text as markdown