Full text of NEST INVESTMENTS BD LLC's X-17A-5 filed 2021-03-08 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SEClJRJTlESAND EXCHANGECOMMJSSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | Expires: | October 31, 2023 | | | | | |--------------------------|---------------------------|--|--|--|--| | Estimated average burden | | | | | | | | hours per response 12.00 | | | | | | | SEC FILE NUMBER | | | | | 8-70117 0MB APPROVAL 0MB Number: 3235-0123 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDrNG_1_2_/3_1_/2_0_ | ___<br>2_0<br>_ | |---------------------------------------------------------------------------------------------------------|---------------------------------------------------------|---------------------------|--------------------------------| | | MM/00/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Nest Investments BD LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | 20 Ash Street, Suite 300 | | | | | | (No. and Street) | | | | Conshohocken | PA | | 19428 | | (Ci1y} | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TlllS REPORT<br>Garry Cuccia (732) 713-9607 | | | | | | | | (Arca Code - Tclcrhonc Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Kreischer Miller, LLP Certified Public Accountants | | | | | | (Name - if individual, stale la.ft, flrst, middle name) | | | | 100 Witmer Road, Suite 350 | Horsham | PA | 19044 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | lvlcertified Public Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFPICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumsrances relied on as the basis for the exemption. See Sect ton 240. l 7a-5(c)(2)* > **Potential persons who are to respond to the collectlon of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 {11-05) {1}------------…Read the full text as markdown