Full text of NEST INVESTMENTS BD LLC's X-17A-5 filed 2022-03-16 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70117 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_O\_l/\_O\_l/\_2 \_ 0\_ 21 \_\_\_\_ AND ENDING \_ 1\_ 2/\_3\_l\_/2\_0\_2\_ 1 \_\_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ N\_e\_s\_t\_ln\_v\_e\_st\_m\_en\_t\_s\_B\_D\_LL\_C \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer • Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer • Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 20 Ash Street, Suite 300 Conshohocken (City) {No. and Street) PA (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 19428 (Zip Code) Gary Cuccia (732) 713-9607 gary@finopcfo.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Kreischer Miller, LLP Certified Public Accountants 100 Witmer Road, Suite 350 (Address) 9/8/2015 (Name - if individual, state last, first, and middle name) Horsham PA {City) {State) 6151 19044 (Zip Code) **rte of Reg;~,at;oo w;th PCAOB )(;f appl;cable) FOR OFFICIAL USE ONLY {PCAOB R,g;stcahoo N,mbec, ;r, ppUcable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e){l){ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Michael Church swear (or affirm) that, to the best of my knowledge and belief, the financial report ~ertaining to the firm of Nest Investments BD LLC as of **M a;tlh** *\\v* . 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case…Read the full text as markdown