Full text of PRIME NUMBER CAPITAL, LLC's X-17A-5 filed 2024-05-16 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response:<br>12 | | |---------------------------|--| | SEC FILE NUMBER | | | 8-70213 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2023** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: PRIME NUMBER CAPITAL, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer AND ENDING **12/31/2023** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 12 E. 49TH STREET, TOWER 49 27TH FLOOR | | (No. and Street) | | |------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------| | NEW YORK | NY | 10017 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT W ITH REGARD TO THIS FILING | | | | HAO SHENG | 516-582-9666 | hao. sheng@pncps.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this filing*<br>Goldman & Company CPAs | | | | | (Name - if individual, state last, first, and middle name) | | | 3535 Roswell Rd # 32 | Marietta | GEORGIA 30062 | | (Address) | (Cit y) | (State)<br>(Zip Code) | | 06/29/2009 | | 1952 | | rte of Reg;~raUoa w;th PCAOB )(If appHcableJ | | | | | FOR OFFICIAL USE ONLY | | \* Claims for exemption from the requirement that t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | HAO SHENG | | |--|-----------|--| | | | | I, HAO SHENG swear (or affirm) that, to the best of my knowledge and belief,…Read the full text as markdown