Full text of PRIME NUMBER CAPITAL, LLC's X-17A-5/A filed 2024-06-04 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response:<br>12 | | |---------------------------|--| | SEC FILE NUMBER | | | 8-70213 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2023** MM/DD/VY AND ENDING **<sup>1</sup> 2/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** ## NAMEOFFIRM: PRIME NUMBER CAPITAL, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 12 E. 49TH STREET, TOWER 49 27TH FLOOR | | (No. and Street) | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------| | NEWYORK | NY | 10017 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Xiaoyan Jiang | 516-209-0619 | xj@pncps.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | Goldman & Company CPAs | | | | 3535 Roswell Rd # 32 | (Name - if individual, state last, first, and middle name)<br>Marietta | | | | (City) | (State)<br>(Zip Code) | | (Address)<br>06/29/2009 | | GEORGIA 30062<br>1952 | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l ?a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Xiaoyan Jiang swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of PRIME NUMBER CAPITAL LLC. as of **12/31** 2023, is true and correct. I f…Read the full text as markdown