Full text of LEGIONNAIRE SECURITIES LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **Statement of Financial Condition Report December 31, 2021** Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimateo average burden hours per.response: 12 #### **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC.FILE NUMBER | | |-----------------|--| | 8-70130 | | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FORTHE PERIOD BEGINNING 01/01/2021 | AND ENDING 12/31/2021 | ---------- | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | | MM/DD/VY | | MM/DD /YY | | | | A. REGISTRANTIDENTIFICATION | | | | | NAME OF FIRM: Legionnaire Securities,' LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Security-based swap dealer<br>D Check here ifrespondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | Carr 110 KM 8, Barrio Aguacate | | | | | | | ( No. and Street) | | | | | Aguadilla | PR | | 00605 | | | {City) | {State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Daniel Popiela | 312-284-5543 | | dsnletpbp}eta@legfonnaire.securitte.s_.com | | | (Name) | (Area Code~ Telephone Number) | | {Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 30 South Wacker Dr., Suite 3300 | Chicago | IL | 60606 | | | (Address) | (City) | {State) | {Zip Code) | | | 9/24/2003 | | 49 | | | | rte<br>of Reglslrntloo with PCAOBJ(tt appll~bleJ | | | (PCAOB R,gOtcatioa N•mb", if appli~b•J | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | •.Claims for exemption from the requirement that the annual reports be covered by the reports.of an Independent public accountant must be supported by…Read the full text as markdown