Full text of LEGIONNAIRE SECURITIES LLC's X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Statement of Financial Condition December 31, 2023** Filed as PUBLIC information pursuant to Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-70130 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | O 1/01/2023 | 12/31/2023 | |---------------------------------|------------| | FILING FOR THE PERIOD BEGINNING | AND ENDING | MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: Legionnaire Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): � Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 550 W. Jackson Blvd. Suite 1300 | | | (No. and Street} | | |---------|--------|------------------|------------| | Chicago | | IL | 60606 | | | (City} | (State} | {Zip Code} | PERSON TO CONTACT WITH REGARD TO THIS FILING Daniel Popiela 312-284-5543 {Name} {Area Code - Telephone Number} {Email Address} #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## RSM US LLP | 30 South Wacker Dr., Suite 3300 | {Name - if individual, state last, first, and middle name}<br>Chicago | IL | 60606 | |-----------------------------------------------|-----------------------------------------------------------------------|---------|--------------------------------------------| | {Address} | {City) | {State) | (Zip Code) | | 9/24/2003 | | 49 | | | ie of Registcafoo with PCAOB){if applicable I | | | (PCAOB Registcatioo N"mbec, if applicable) | | | FOR OFFICIAL USE ONLY | | | | T | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond…Read the full text as markdown