Full text of SMBC NIKKO SECURITIES CANADA, LTD.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0001748036 XXXXXXXX 008-70176 LIVE true true false 01-01-2019 12-31-2019 Broker-dealer N SMBC NIKKO SECURITIES CANADA, LTD. 277 PARK AVENUE NEW YORK NY 10172 DSOHN@SMBCNIKKO-SI.COM 917-262-2716 KPMG LLP 345 PARK AVENUE NEW YORK NY 10154 Certified Public Accountant DAVID KEE SMBC NIKKO SECURITIES CANADA, LTD. 12-31-2019 DAVID KEE CHIEF EXECUTIVE OFFICER Y
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