Full text of BARNABAS CAPITAL, LLC's X-17A-5 filed 2022-03-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70192 **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 01/01/2021 12/31/2021 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ B\_a\_m\_a\_b\_a\_s\_c\_a\_p\_ita\_l,\_L\_L\_c \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 19600 West Catawba Ave #C301 (No. and Street) Cornelius NC (City) (State) **PERSON** TO CONTACT WITH REGARD TO THIS FILING 28031 (Zip Code) Susan Hayes 609-642-6593 susan.hayes@barnabascapital.com (Name) (Area Code-Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Jennifer Wray CPA PLLC (Name -if individual, state last, first, and middle name) 800 Bonaventure Way, Suite 168 Sugar Land Texas (Address) 11/30/2016 {City) (State) 6328 77479 (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** "' Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, | Joe Powell<br>swear (or affirm) that, to the best of my knowledge and belief, the | |----------|-------------------------------------------------------------------------------------------------------------------------------------| | | ~<br>• as of<br>Barnabas Capital. LLC<br>financial report pertaining to the firm of | | | 2Q2L, is true and correct. I…Read the full text as markdown