Full text of STELLA PARTNERS LLC's X-17A-5 filed 2021-05-25 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .... . . 12.00 SEC FILE NUMBER 8-70196 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTlll** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 04/01/20 | | AND ENDING 03/31/21<br>~~~~~~~~~~- | | | |---------------------------------------------------------------------------|--------------------------------------------------------|------------------------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Stella Partners LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM l.D. NO. | | | 65 E. Goethe, #7W | | | | | | | (No. and Street) | | | | | Chicago | IL | | 60610 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PER.SON TO CONTACT IN REGARD TO THIS REPORT | | | | | | John H. Simpson | | | (312) 493-9242 | | | | | | (Area Code - Telephone Number) | | | B. ACCO | UNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 9501 W. 171 st Street, H-103 | Tinley Park | IL | 60487 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I./ I<br>Certified Public Accountant | | | | | | Public Accountant<br>O | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement th al the annual report be covered by the op in ion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ L .b""' 5.mii"°" , **, ... ur tot 11fTi,m) Ut .. 1 10 \be \!oel'** <sup>~</sup>…Read the full text as markdown