Full text of STELLA PARTNERS LLC's X-17A-5/A filed 2024-06-10 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimat ed average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill | 8-70196 | | |---------|-----------------| | | SEC FILE NUMBER | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|-----------------|--------------------------------------------|--| | | | | | AND ENDING 03f31I24 | | | FILING FOR THE PERIOD BEGINNING 04/01 /23<br>MM/DD/VY | | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Stella Partners LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 65 E. Goethe, #7W | | | | | | | | (No. and Street) | | | | | | Chicago | IL | | 60610 | | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | John Simpson | 312.493.9242 | | | jsimpsonchicago@gmail.com | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Davila Advisory LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 10135 Manchester Rd., Suite 206 St. Louis | | | MO | 63122 | | | (Address) | (City) | | (State) | (Zip Code) | | | 11/21/2019 | | | 6667 | | | | lte of<br>Reg;st,ation with PCAOB)(lf applicable) | | | | (PCAOB Reg;st,atlon N"mbe,, ;f applicable) | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to t…Read the full text as markdown