Full text of EQX LLC's X-17A-5 filed 2021-03-15 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **EQX LLC** (a wholly-owned subsidiary of EQX Investor Capital LLC) Statement of Financial Condition Pursuant to Rule 17 A-5 under the Securities Exchange Act of 1934 December 31, 2020 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per resoonse . .. 12.00 8-70193 SEC FILE NUMBER ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** III #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___<br>_ ____;0""""7::<br>/2=2:::/ la:9 | AND EN DING | 12/31/20 | |--------------------------------------------------------------------------|------------------------------------------------|---------------|----------------------------| | | MM/00/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: | | | | | EQXLLC | | | OFFICIAL USE ONLY | | | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 148 Lafayette Street | | | | | (No. and Street) | | | | New York | NY | | 10013 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Shari Rothenberg | | | (908) 743-1307 | | | | | (Area Code -Telephone No.) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | BK Accountants CPAs PLLC | | | | (Name - | if individual, state last, first, middle name) | | | | 48-19 43rd Avenue<br>(Address) | Sunnyside<br>(City) | NY<br>(State) | 11104<br>(Zip Code) | | | | | | | CHECK ONE:<br>~ Certified Public Accountant | | | | | | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-*5(e)(2).SEC 1410 (3-91) {2}------------------------------------------------ # **EQX LLC (a wholly-owned subsidiary of EQX Investor Capital LLC)** #### **TABLE OF CONTENT…Read the full text as markdown