Full text of EQX LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **EQX LLC** (a wholly-owned subsidiary of EQX Investor Capital LLC) Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2021 {1}------------------------------------------------ #### **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PART** III | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMER 8- 70193 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1 /01 /21** MM/DDNY AND ENDING **12/31 /21** --------- **MM** /0 D NY ## **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: EQX LLC ------------------------------ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 148 Lafayette Street | | (No. and Street) | | | | | |---------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------|----------------------------------|------------|--| | New York | | NY | | 10013 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Shari Rothenberg | (908) 743-1307 | | srothenberg@integrated.so1utions | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing*<br>BK Accountants CPAs, PLLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 3636 33rd Street, Suite 100 | Long Island City | | NY | 11106 | | | (Address) | (City) | | (State) | (Zip Code) | | | 03/20/13 | | 5794 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, ifapplicable) | | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports ofan independent public accountant must be supported by a statement of facts and circumstances relied on as th…Read the full text as markdown