Full text of IM GLOBAL US DISTRIBUTORS LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE #### Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING 10/09/2019 AND ENDING 12/31/2020 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF BROKER - DEALER: OFFICIAL USE ONLY iM Global US Distributors LLC FIRM ID. NO ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 1600 E. Franklin Avenue, Suite D (No, and Street) El Segundo California 90245 (City) (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Jeffrey Seeley (310) 367-0543 (Area Code - Telephone No.) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Citrin Cooperman & Company LLC (Name - if individual, state last, first, middle name) 290 West Mount Pleasant Avenue, Suite 3310 Livingston NJ 07039 (Address) (City) (Zip Code) (State) CHECK ONE: X Certified Public Accountant | Public Accountant Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). SEC 1410 (06-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response . . . . 12.00 SEC FILE NUMBER 8- 70266 {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Jeffrey Seeley<br>such as a more and swear (or affirm) that, to the | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--| | best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of | | | | | | iM Global US Distributors, LLC<br>as of | | | | | | December 31 | | | | | | nor any partner, proprietor, principal officer or director h…Read the full text as markdown