Full text of IM GLOBAL US DISTRIBUTORS LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------|------------------------------|------------------------------------------------------------|----------|-----------------------------------------------------------------------------------------------------------------------|--| | ANNUAL REPORTS | | | | | SEC FILE NUMBER | | | FORM X-17A-5 | | | | | 8-70266 | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/22 | | AND ENDING | 12/31/22 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: IM Global US Distributors LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 2301 Rosecrans Avenue, Suite 2150 | | | | | | | | | | (No. and Street) | | | | | | California<br>El Segundo | | | | 90245 | | | | (City)<br>(State) | | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Jeffrey K Seeley | +1 (310) 367-0543 | | | | j.seeley@imgp.com | | | (Email Address)<br>(Name)<br>(Area Code - Telephone Number) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Citrin Cooperman & Company, LLC | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 290 W Mt. Pleasant Ave., Suite 3310 Livingston | | | | NJ | 07039 | | | (Address) | (City) | | | (State) | (Zip Code) | | | November 2, 2005 | | | | | 2468 | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | Claims for exemption from the requirement that the annual reports of an inde…Read the full text as markdown