Full text of LIQUIDLY IAS, LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 OMB APPROVAI OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: # PART III 8-70270 SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 1/1/2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION name of firm: Liquidly IAS, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 225 West 34th Street | New York | NY | | 10122 | | |-------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------|--| | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Anusha Harid-Paoletti | 914-320-3625 | | anusha.harid@liquidlypro.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | Jennifer Wray CPA PLLC | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | (Name - if individual, state last, first, and middle name) | | | | | | | X | 77479 | | | | (City) | (State) | (Zip Code) | | | 11/30/2016 | | 6328 | | | | 800 Bonaventure Way, Suite 168 Sugar Land<br>(Address)<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION l, Anusha Hand-Paoletti \_\_\_ swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of…Read the full text as markdown