Full text of LIQUIDLY IAS, LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | | OM& APPROVAL | |--------------------------| | 0MB Number: 3235--0123 | | EKpires: Oct. 31, 2023 | | Estimated average burden | | u<br>hours per resp0nse: | | | | | SEC FILE NUMBER | |--|-----------------| | | 8-70270 | **FACING PAGE** Information Required Pursuant to Rules 17a•S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/2021 12/31/2021 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FlRM: \_\_ L\_iq\_u\_id\_ly\_l\_A\_s\_, \_LL\_c \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): [] Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 434 West 33rd Street New York (City) (No. and Street) NY (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10001 Anusha Hand-Paoletti 914-320-3625 anusha.harid@liquidlypro.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFlCATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Jennifer Wray CPA PLLC (Name - If individual, state last, first, and middle name} 800 Bonaventure Way, Suite 168 Sugar Land Texas (Address) 11/30/2016 (City) (State) 6328 77479 (Zip Code) (Date of Re1<l,;tratlon with PCAOB)(if applicable) (PCAOB Registration Number, if aoolicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances retied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(li), if applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number .• {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Anusha Harid-Paoletti | | | |-----------------------|--|--| |-----------------------|--|--| I, Anusha Harid-Paoletti , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Liquidly IAS. LLC as of December…Read the full text as markdown