Full text of BC PARTNERS SECURITIES LLC's X-17A-5 filed 2022-03-21 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES** OMB Number: 3235-0123 **SECURITIES AND EXCHANGE COMMISSION** Expires: October 31, 2023 **Washington, D.C. 20549** Estimated average burden | OMB APPROVAL | | | |--------------------------|--|--| | | | | | | | | | | | | | hours per response 12.00 | | | | | | | | | | | ## **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5 8 - 70308 PART III** | | | SEC FILE NUMBER | |--|-----------|-----------------| | | 3 - 70308 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | REPORT FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | |-----------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | | MM/DD/YYYY | | MM/DD/YYYY | | | A. REGISTRANT IDENTIFICATION | | | | BC PARTNERS SECURITIES LLC<br>NAME OF FIRM: | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | X Broker-dealer<br>☐ Security-based swap dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 650 MADISON AVENUE, 23RD FLOOR | | | | | (No. and Street) | | | | NEW YORK<br>NY | | 10022 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Robert Fortino | (212)-751-4422 | | rfortino@dfppartners.com | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | CITRIN COOPERMAN & COMPANY, LLP | | | | | | (Name – if individual, state last, first, and middle name) | | | | 50 ROCKEFELLER PLAZA | NEW YORK | NY | 10020 | | (Address) | (City) | (State) | (Zip Code) | | 11/2/2005 | | 2468 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable.* *Persons who are to respond to the c…Read the full text as markdown