Full text of BC PARTNERS SECURITIES LLC's X-17A-5 filed 2023-03-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED<br>STATES | | OMB APPROVAL | | |-----------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------|-------------------------------------------------|--| | | SECURITIES<br>AND<br>EXCHANGE<br>COMMISSION | | | | | | Washington, D.C. 20549 | | OMB Number: 3235‐0123<br>Expires: Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response: 12 | | | | ANNUAL<br>REPORTS | | | | | | FORM X‐17A‐5 | | SEC FILE NUMBER | | | | PART<br>III<br>8‐70308 | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a‐5, 17a‐12, and 18a‐7 under the Securities Exchange Act of 1934 | | | | | REPORT<br>FOR<br>THE<br>PERIOD<br>BEGINNING | 01/01/2022 AND<br>ENDING<br>MM/DD/YY MM/DD/YY | 12/31/2022 | | | | | A.<br>REGISTRANT | IDENTIFICATION | | | | NAME<br>OF<br>FIRM: BC PARTNERS SECURITIES LLC | | | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>all<br>☒Broker‐dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | applicable<br>boxes):<br>☐Security‐based<br>☐Major<br>swap<br>dealer | security‐based<br>swap | participant | | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE | OF<br>BUSINESS:<br>(Do<br>not<br>use<br>P.O.<br>Box | No.) | | | | | 650<br>MADISON<br>AVENUE, | 23RD FLOOR | | | | | (No. and Street) | | | | | NEW<br>YORK | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | PERSON<br>TO<br>CONTACT<br>WITH | REGARD<br>TO<br>THIS<br>FILING | | | | | Robert | Fortino 212‐751‐4422 rfortino@dfppartners.com | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B.<br>ACCOUNTANT | IDENTIFICATION | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT | whose<br>reports<br>are<br>contained | in<br>this<br>filing* | | | | | CITRIN<br>COOPERMAN<br>& | COMPANY,<br>LLP | | | | | (Name – if individual, state last, first, middle name) | | | | | 50<br>ROCKEFELLER<br>PLAZA | NEW<br>YORK | NY | 10020 | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 2468 | | | | | | | | | 11/02/2005<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be su…Read the full text as markdown