Full text of HILLWORTH SECURITIES, LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number. 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|------------------------|--------------------------------------------| | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-5 | | | 8-70498 | | | PART Ill | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | FI LI G FOR THE PERIOD BEGINN ING 01/01 /2022 | | | AND ENDING 12/31 /2022 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Hillworth Bank Partners | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>Cl Check here if respondent Is also an OTC derivatives dealer | | | | 0 Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 3307 Northland Drive, Suite 470 | | | | | | | (No. and Street) | | | | | Austin | Texas | | 78731 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CO TACT WITH REGARD TO THIS FILING | | | | | | Clark Locke | 512-575-2265 | | clark@hillworth.com | | | (Name) | (Area Code - Telephone Number} | | (Email Address} | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Harper & Pearson Company, P.C. | | | | | | | (Name - if lndlvidual, state last, first, and mlddle name} | | | | | One Riverway, Suite 1900 | Houston | | Texas | 77056 | | (Address)<br>10/14/2003 | (City) | 431 | (State) | (Zip Code) | | (Date of Registration with PCAOB)(lf applicable) | | | | (PCAOB Registration Number, If applicable) | | | FOR OFFICIAL USE ONLY | | | | | • Claims for ex.emption from the requirement that the annual reports be covered by the reports of an Independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a·S(e)(l)(il}, if…Read the full text as markdown