Full text of HILLWORTH SECURITIES, LLC's X-17A-5/A filed 2024-11-06 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | OMB APPROVAL<br>OMS Number. 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hour5 per response: 12 | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | SEC FILE NUMBER | | | | FORM X-17A-5 | 8-70498 | | | PART Ill | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31 /2022<br>FILING FOR THE PERIOD BEGINNING 01/01 /2022 | | | | | MM/00/YY<br>MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Hillworth Bank Partners | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Major security-based swap participant<br>0 Broker-dealer<br>0 Security-based swap dealer<br>0 Check here lf respondent Is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 3307 Northland Drive, Suite 470 | | | | | | (No. and Street) | | | | Austin | Texas | 78731 | | | (Crty) | (State) | (Zip Code) | | | PERSON TO CONTACT W ITH REGARD TO THIS FILING | | | | | Clark Locke | 512-575-2265 | clark@hillworth.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | Harper & Pearson Company, P.C. | | | | | | (Name - lf individual, state last, first, and middle name) | | | | One Riverway, Suite 1900 | Houston | Texas<br>77056 | | | (Address) | (City) | (State)<br>(Zip Code) | | | 10/14/2003 | | 431 | | | (Date of Registration with PCAOBl(if applicable) | FOR OFFICIAl USE ONLY | (PCAOB Registration Number, if applicable) | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l )(ll), ff applicable. Persons who are to respond to the collectio…Read the full text as markdown