Full text of SPC CAPITAL MARKETS LLC's X-17A-5 filed 2022-03-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **SPC CAPITAL MARKETS LLC (A Wholly Owned Subsidiary of SPC Capital Markets Holdings LLC)** **Statement of Financial Condition December 31, 2021 (With Report of Independent Registered Public Accounting Firm)** {1}------------------------------------------------ | SECURITIES<br>AND<br>EXCHANGE<br>COMMISSION<br>Washington, D.C. 20549<br>ANNUALAUDITEDREPORT<br>FORMXͲ17AͲ5 | | Estimated average burden | OMB Number:3235Ͳ0123<br>Expires:October 31, 2023 | | |-------------------------------------------------------------------------------------------------------------|------------------------|--------------------------|--------------------------------------------------|-------| | | | | | | | | | | | | | | | | | | | | | hours per response… | | 12.00 | | | | | | | | | | SEC FILE NUMBER | | | | PART<br>III | | | 8Ͳ70650 | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17aͲ5, 17aͲ12, and 18aͲ7 under the Securities Exchange Act of 1934 | | | | | | REPORT<br>FOR<br>THE<br>PERIOD<br>BEGINNING<br>01/01/2021<br>AND<br>ENDING | 12/31/2021 | | | | | MM/DD/YY | | MM/DD/YY | | | | A.<br>REGISTRANT<br>IDENTIFICATION | | | | | | NAME<br>OF<br>FIRM:SPC<br>Capital Markets LLC | | | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>all<br>applicable<br>boxes): | | | | | | ցBrokerͲdealer<br>տSecurityͲbased<br>տMajor<br>swap<br>dealer | securityͲbased<br>swap | participant | | | | տ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF<br>BUSINESS:<br>(Do<br>not<br>use<br>P.O.<br>Box<br>No.) | | | | | | 20<br>Horseneck<br>Lane | | | | | | (No. and Street) | | | | | | Greenwich<br><br>CT | | 06830 | | | | (City)<br>(State) | | | (Zip Code) | | | PERSON<br>TO<br>CONTACT<br>WITH<br>REGARD<br>TO<br>THIS<br>FILING | | | | | | Michael<br>Chung212Ͳ751Ͳ4422mchung@stonepoint.com | | | | | | (Name)<br>(Area Code – Telephone Number) | <br> | (Email Address) | | | | B.<br>ACCOUNTANT<br>IDENTIFICATION | | | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT<br>whose<br>opinion<br>is<br>contained<br>in<br>this | Report* | | | | | KPMG<br>LLP | | | | | | (Name – if individual, state last, first, middle name) | | | | | | 345<br>Park<br>Ave,<br>4th<br>Floor<br>New<br>York | NY | | 10154 | | | (Address)<br><br>(City) | (State) | | (Zip Code) | | | 10/20/2003<br> | | | 185 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR O…Read the full text as markdown