Full text of SPC CAPITAL MARKETS LLC's X-17A-5 filed 2025-03-18 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill > > **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2024** MM/DD/VY MM/DD/VY 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: SPC Capital Markets LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **12/31/2024** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 20 Horseneck Lane | | | (No. and Street) | | | | |----------------------------------------------|-------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-----------------------|--| | Greenwich | | CT | | 06830 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jerry Meyer | (203) 340-8709 | | | jmeyer@stonepoint.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | KPMG LLP | | (Name - if individual, state last, first, and middle name) | | | | | 345 Park Ave, 4th Floor | | New York | NY | 10154 | | | (Address) | | (City) | (State) | (Zip Code) | | | 10/20/2003 | | | 185 | | | | | mate of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable) I | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | I, Jerry Meyer | swear (or affirm) that, to the best of my knowledge and belief, the | | | | | |---|----------------------------…Read the full text as markdown