Full text of SNOWBRIDGE SECURITIES LLC's X-17A-5 filed 2021-12-28 (period 2021-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (a wholly-owned subsidiary of Snowbridge Holdings LLC) Statement of Financial Condition Pursuant to Rule 17 A-5 under the Securities Exchange Act of 1934 September 30, 2021 {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | | OMB APPROVAL | | |--------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------|----------------------------------------------------|--| | | | | OMB Number: 3235-0123 | | | | Washington, D.C. 20549 | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | | hours per response: 12 | | | | ANNUAL | | SEC FILE NUMER | | | | REPORTS | | 8-<br>70363 | | | | FORM X-17A-5 | | | | | | PART III | | | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Excha | | | nge Act of 1934 | | | | | AND ENDING _ | __<br>9/_3_0_/2_1<br>_ | | | FILING FOR THE PERIOD BEGINNING | 10/1 /20<br>MM/DDNY | | MM/DDNY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Snowbridge Securities LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ~ Broker-dealer | D Security-based swap dealer | | D Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 11810 SE Florida State Road A 1 A, Suite C | | | | | | (No. and Street) | | | | | | | | | | | Hobe Sound | FL | | 33455 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | Michael Stupay | (212) 897-1692 | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | | | YSL & Associates LLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 11 Broadway, Suite 700 | New York | NY | 10004 | | | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | 61612006 | | 2699 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | | #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered b…Read the full text as markdown