Full text of SNOWBRIDGE SECURITIES LLC's X-17A-5 filed 2023-12-29 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Pursuant to Rule 17A-5 under the Securities Exchange Act of 1934 September 30, 2023 {1}------------------------------------------------ | UNITED STATES | | 0MB APPROVAL | | | |-----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------|----------------------------------------------------|------------| | SECURITIES AND EXCHANGE COMMISSION | | | 0MB Number: 3235-0123 | | | Washington, D.C. 20549 | | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | | hours per response: 12 | | | ANNUAL | | SEC FILE NUMER | | | | REPORTS | | 8-<br>70363 | | | | FORM X-17A-S | | | | | | | PART Ill | | | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING | __<br>_1_0/_0_1_/2_2 | AND ENDING | 09/30/23 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF FIRM: | Snowbridge Securities LLC | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 3801 PGA BOULEVARD, SUITE 600 | | | | | | | (No. and Street) | | | | | PALM BEACH GARDENS | FL | | 33410 | | | (City) | (State) | | (Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kathy Efrem | (212) 897-1686 | | kefrem@integrated.so1utions | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | YSL & Associates LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 11 Broadway, Suite 700 | New York | | NY | 10004 | | | | | (State) | | | (Address) | (City) | | | (Zip Code) | | 6/6/2006 | | 2699 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an ind…Read the full text as markdown