Full text of REVOLUT SECURITIES INC.'s X-17A-5 filed 2022-04-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Revolut Securities Inc. Statement of Financial Condition December 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5** | | FACING PAGE | | | | | | |-----------------------------------------------------------------------------------------------------------|-------------------------------|-----------------------|---------------------------------------|--------------------------------------------|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2021 AND ENDING | | 12/31/2021 | | | | | MM/DD/YY | | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Revolut Securities Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | ~Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 33 Irving Place, Suite 4013 | | | | | | | | | | (No. and Street) | | | | | | New York | | NY | | 10003 | | | | (City) | (State)<br>(Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Gabriel Vallejo | | | 917-397-6533 | | | | | (Name) | (Area Code -Telephone Number) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | BDO USA, LLP (Name - if individual, state last, first, middle name) | | | | | | | | One Bush Street, Suite 1800 | San Francisco | | CA | 94104 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | October 8, 2003 (Date of Registration with PCAOB)(if applicable) | | | 243 | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the for…Read the full text as markdown