Full text of REVOLUT SECURITIES INC.'s X-17A-5 filed 2024-04-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-70365 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2023 FILING FOR THE PERIOD BEGINNING 01/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: REVOLUT SECURITIES INC. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer [ Security-based swap dealer \_ [] Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 107 Greenwich Street 20th Floor (No. and Street) New York NY 10006 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING 617-283-5185 Jack Callahan jack.callahan@revolut.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* BDO USA. LLP (Name - if individual, state last, first, and middle name) CA 94104 One Bush Street, Suite 1800 San Francisco (Address) (City) (State) (Zip Code) October 8, 2003 243 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION |, Jack Callahan -----------------------------------------------------------------------------------------------------------------------------------------------------------------------------financial report pertaining to the firm of Revolut Securities Inc. ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------12/31 ----------------------------------------------------------------------------------------------…Read the full text as markdown