Full text of VICENTE & PARTNERS LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **VICENTE & PARTNERS LLC** #### CONSOL IDA TED ST A TEMENT OF FINANCIAL CONDITION DECEMBER 3 I, 2021 {1}------------------------------------------------ | | UNITED STATES | | | | | | |------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------------------------|----------------------------------------|--------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | 0MB APPROVAL | | | | | | | | 0MB Number:<br>3235-0123 | | | | | Washington, D.C. 20549 | | Expires: | Oct. 31, 2023<br>Estimated average burden | | | | | | | hours per response | 12.00 | | | | | ANNUAL REPORTS | | | | | | | | | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | | | | | | PART Ill | | | 8-70392 | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a-S, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM : Vicente & Partners LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | 18JBroker-dealer | Security-based swap dealer | Major security-based swap participant | | | | | | D Check here If respondent Is also an OTC derivatives dealer | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 23 Berkeley Square | | | | | | | | | (No. and Street) | | | | | | | London | | | | W1J6HE | | | | (City) | (State) | | | [Zlp Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Michelle Garcia | 646-209-5527 | | michelle.garcia@vicenteandpartners.com | | | | | lName) | IAn!a Code- -TelephoneNun,ber) | | (EmailAddressJ | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBL!C ACCOUNTANT whose opinion is contained in this filing* | | | | | | | | Rosenfield and Company PLLC | | | | | | | | | [Name-if individual, state last, first, middle name) | | | | | | | | | NY | | 10119 | | | | | | | | | | | | | ICIiy) | [State) | | [Zlp Code) | | | | 12/17/ 2013 | | | | 5905 | | | | | | | | | | | | | FOR OFFICIAL USE ONLV | | | [PCAOB Registration Number, if applicable) | | | | One Penn Plaza 250 W34th…Read the full text as markdown