Full text of VICENTE & PARTNERS LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMER 8- 70392 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | | _0_1_/0_1_/_22 | __<br>AND ENDING | 12/31<br>/22 | | | |---------------------------------|------------------------|------------------------------|------------------|--------------|--|--| | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | Vicente & Partners LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 23 Berkeley Square | | | | | |----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|-----------------|-------------------------------------------| | | | {No. and Street) | | | | London | | United Kingdom | | W1J6HE | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Rafael Beck | | (212) 897-1690 | | rbeck@integ rated .solutions | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Rosenfield and Company PLLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 250 W 34th Street, Suite 1705 New York | | | NY | 10119 | | (Address) | (City) | | (State) | (Zip Code) | | 12/17/2013 | | | 5905 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, ifapplicable) | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons…Read the full text as markdown