Full text of DV SECURITIES, LLC's X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **DV Securities, LLC** Statement of Financial Condition December 31, 2022 Filed as PUBLIC in accordance with Rule 17aͲ5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|----------------------------------------------|--|--|--| | SECURITIES ANO EXCHANGE COMMISSION | 0MB Number: 3235-0123 | | | | | | | | | Expires: Oct, 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | | | | | | | | | | | | SEC FILE NUMBER | | | | | | | 8-70393 | | | | | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /22 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>MM/DD/YY | AND ENDING 12/31 /22 | | | | | | | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: DV SECURITIES, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 425 S FINANCIAL PLACE, SUITE 2800 | | | | | | | | | {No. and Street) | | | | | | | | | | | | | | | CHICAGO | IL | | 60605 | | | | | (City) | (State) | | {Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Richard J. Horgan | 312-878-6785 | | rhorgan@dvsecurities.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | RSM US | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 30 S Wacker Drive, Suite 3300 Chicago | | IL | 60606 | | | | | (Address) | {City) | {State) | {Zip Code) | | | | | 09/24/2003 | 49 | | | | | | | r•<br>of R,gim,,,oe with PCAOB){ f applicable) | | | (PCAOB R,gi,tcatioe N,mb.-, if applicabl•) I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | acc…Read the full text as markdown