Full text of DV SECURITIES, LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **DV Securities, LLC** Statement of Financial Condition December 31, 2024 This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition has been filed with the Securities and Exchange Commission simultaneously herewith as a PUBLIC document. {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|---------------------|--------------------------------------------|--|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | 8-70393 | | | | | | PART Ill | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /24 | | AND ENDING 12/31/24 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: DV SECURITIES, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[;) Broker-dealer<br>::::: Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 425 S FINANCIAL PLACE, SUITE 2800 | | | | | | | | | (No. and Street) | | | | | | | CHICAGO | IL | | 60605 | | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Richard J. Horgan<br>(Name) | 312-878-6785<br>(Area Code-Telephone Number)<br>(Email Address) | | rhorgan@dvsecurities.com | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | RSM US | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 30 S Wacker Drive, Suite 3300 Chicago | | IL | 60606 | | | | | (Address) | (City) | (State) | {Zip Code) | | | | | 09/24/2003 | | 49 | | | | | | (Date of Registration with PCAOB)…Read the full text as markdown