Full text of BLUE OCEAN ATS, LLC's X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERERED PUBLIC ACCOUNTING FIRM Pursuant to Rule 17a-5(d) of the Securities and Exchange Commission For the Year Ended December 31, 2022 {1}------------------------------------------------ UNITED **STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Explrt!s: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FIL£ NUMBER | |---------|-----------------| | 8-70452 | | ### **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>O_l/_O_l/_2_02_2 | ___<br>AND ENDING | ___<br>__<br>12_/_3_1/_22<br>_ | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------|--------------------------------|--|--|--| | | MM/00/YY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | Blue Ocean ATS LLC<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>@ Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | Brook 35 Plaza, Suite 250, 2150 Route 35 | | | | | | | | | (No. and Street) | | | | | | | Sea Girt | NJ | | 08750 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | 332-910-5008<br>Brian Hyndman<br>brian.hyndman@blueoceanats.com | | | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Rolleri Sheppard, CPAS, LLP | | | | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | | | 2150 Post Road, 5th Floor | Fairfield | CT | 06824 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 03/04/2009 | | 3437 | | | | | | (Date of Reczistration with PCAOB)(lf acclicablel<br>(PCAOB Registration Number, If applicable)<br>FOR 0FFI…Read the full text as markdown