Full text of BLUE OCEAN ATS, LLC's X-17A-5 filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERERED PUBLIC ACCOUNTING FIRM** **Pursuant to Rule 17a-5(d) of the Securities and Exchange Commission** **For the Year Ended December 31, 2024** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Num~r; 3235-0IB | | | ErplrM: NOY. 30, 2026 | | | Estimated average burden | | | hours per response. 12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | | | | 8-70452 | | #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING _0_1<br>_I0_1<br>12<br>_4<br>_<br>_____ | 1<br>AND ENDING _ | 2<br>13_<br>1<br>12<br>4<br>_<br>_<br>_<br>_<br>____<br>_ | |-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------|-------------------|-----------------------------------------------------------| | | MM/0D/YY | | MM/0D/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Blue Ocean ATS, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>: | □ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 515 N. Flagler Dr. Suite P-300, 515 | | | | | | (No. and Street) | | | | West Palm Beach | | FL | 33401 | | (City) | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Edward Wishik | 332-910-5070 | | Edward.Wishlk@blueocean-tech.io | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Rolleri & Sheppard CPAS, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 2150 Post Road, 5th Floor | Fairfield | CT | 06824 | | (Address)<br>03/04/2009 | (City) | (State)<br>3437 | (Zip Code) | | (Date of Re istratlon with PCAOB)(if applicable | | | J<br>(PCAOB Registration Number If applicable) | accountant must be supported by a statement of facts and cir…Read the full text as markdown